Risk and Control Operating Model Template
Documenting how risk is identified, owned, and mitigated operationally across the organisation
The Risk and Control Operating Model template provides a structured approach to documenting how risk is identified, owned, and mitigated operationally across the organisation.
Template Sections
This template includes 7 sections.
Risk Operating Model Overview
Describe the risk operating model: the risk framework, the three lines of defence, and how risk management integrates...
Risk Operating Model Diagram
Diagram section
Key Risk Controls
Document the most important risk controls: what they protect, how they operate, the monitoring mechanism, and the...
Risk Ownership RACI
Map who is responsible, accountable, consulted, and informed for each risk domain: the risk owner, the control...
Risk Review Checklist
Define the risk review process: operational review frequency, the evidence required, the escalation criteria, and the...
Regulatory Risk Requirements
Document the regulatory requirements for risk management: mandatory controls, reporting obligations, and audit evidence...
Risk Model Risks
Document meta-risks: risk processes that are too slow, controls that are not tested, risk owners who lack authority,...
Section Details
Block Types Used
| Section | Block Type | Purpose |
|---|---|---|
| Risk Operating Model Overview | Rich Text | Describe the risk operating model: the risk framework, the three lines of... |
| Risk Operating Model Diagram | Diagram | Diagram section |
| Key Risk Controls | Security Control | Document the most important risk controls: what they protect, how they operate,... |
| Risk Ownership RACI | RACI Matrix | Map who is responsible, accountable, consulted, and informed for each risk... |
| Risk Review Checklist | Governance Checklist | Define the risk review process: operational review frequency, the evidence... |
| Regulatory Risk Requirements | Compliance Requirement | Document the regulatory requirements for risk management: mandatory controls,... |
| Risk Model Risks | Risk | Document meta-risks: risk processes that are too slow, controls that are not... |
Getting Started
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